Job vacancy - Compliance Manager

Position: Compliance Manager
Reference: acsMcoma
Location: Leatherhead
Salary: £60,000 - £70,000 per annum
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Job Title: Compliance Manager

We have a superb opportunity for a Compliance Manager based in Surrey with a growing specialist mortgage lender based in Leatherhead who has doubled its head count over the last year. This is an exciting opportunity to join a team of friendly, diverse, energetic, smart and hardworking people.

The job holder will be required to implement, promote and maintain business compliance with FCA, DPA 2018 / GDPR, JMLSG and other legal or regulatory codes.

Responsibilities:

  • Maintain awareness and understanding of UK regulations, including the FCA handbook, AML, CTF, Sanctions, JMLSG guidance notes, CCA, DPA, TCF and their implications upon business activities
  • Draft and amend existing compliance policies and procedures as required in order to meet the requirements of new/updated regulations/legislation, obtaining relevant approvals, implement and roll-out.
  • To assist with the management of the Operational Risk Framework
  • Provide compliance input to business wide policies
  • Respond to requests for advice from business units
  • Provide input to business wide policies
  • Support the Head of Risk and Compliance as required
  • Provide input to due diligence and support regulatory audits and audit visits
  • Represent the Compliance Function on project teams

Requirements:

  • Experience as a Compliance Manager in an FCA regulated environment
  • Strong understanding of DPA & GDPR
  • Good communication skills
  • Computer literate

ACS are recruiting for a Compliance Manager. If you feel that you have the skills and experience required in this advertisement to be a Compliance Manager, please submit your CV including an outline of your experience as a Compliance Manager. It is always a good idea to include a covering letter outlining your experience as a Compliance Manager with your application as this will enhance your chances of selection and improve your prospects of landing the Compliance Manager role you desire.